S24: Family and Native Place

China to 1800

November 7, 2025

Butterfly Lovers

Butterfly Lovers: The Story

  • Zhu Yingtai, a wealthy girl, disguises herself as a boy to attend school with her maid.
  • At school, she becomes best friends with Liang Shanbo, and they act as foster-brothers.
  • After three years, Zhu’s father arranges her marriage to a wealthy suitor.
  • Liang learns Zhu is a girl and falls in love, but her family rejects his proposal because of her engagement.

Butterfly Lovers: The Story

  • Heartbroken, Liang dies and is buried by the road outside Zhu’s fiancé’s village.
  • On her wedding day, a storm stops the bridal procession at Liang’s grave. Zhu, in her bridal dress, mourns him and jumps into his tomb.
  • After the storm, two butterflies emerge from the grave, symbolizing their eternal love.

Butterfly Lovers: The Story

Both stories center around young lovers whose love is forbidden due to family or societal constraints, but there are also differences:

“Butterfly Lovers”

  • Zhu pretending to be a man, which adds complexity to their relationship.
  • Tragic deaths, but the ending is also a form of reunion and transcendence beyond earthly conflicts.

Romeo and Juliet:

  • The deaths of the lovers ultimately lead to the reconciliation of their feuding families, without any supernatural resolution.
  • Focus on individual desires and the consequences of societal constraints on personal happiness.

Key Questions

Wang Yangming Museum
  • What is a lineage? Mercantile Gentry Culture
  • What is the “widow chastity cult”? What can it tell us about gender and family relations in Ming China?
  • Commercialization of Ming Society: Age of Consumption

Emperor Wuzong

Emperor Wuzong of Ming (1491-1521)
  • The Zhengde Emperor (Emperor Wuzong of Ming), personal name Zhu Houzhao, had a Confucian education but rejected its rituals and duties, relying on eunuchs and moving to the “Leopard Quarter.”
  • From 1506 to 1510, eunuch Liu Jin controlled the government, causing high taxes and weakening authority, which led to major rebellions.
  • To raise revenue, Emperor Wuzong lifted the ban on private foreign trade, coinciding with Portuguese sailors arriving in southern China.

Inward Turn of Confucian Literati

  • In the politically unstable early Ming period, Confucian scholars chose to avoid political involvement, prioritizing moral cultivation instead.
  • This collective mentality led to a shift from promoting the monarch’s duty to spread Confucian ideals to focusing on awakening the people to practice these ideals.

A New Neo-Confucianism: Wang Yangming

Wang Yangming 王陽明 (1472-1529)
  • Wang Yangming 王陽明 (1472-1529) excelled in school but only passed the civil service exams on his third attempt.
  • As official, he defended two imprisoned officials, resulting in physical punishment and exile to Guizhou.

“To know humanity”

[W]hat I have taught all my life when discussing learning is only the three characters zhi liang zhi. The human heart is humaneness. Humaneness is the genuinely loving and compassionate dimension of the innate knowledge. Absent a genuinely loving and compassionate heart, there is no innate knowledge of the good that can be extended.

True Learning, According to Wang Yangming

  • Inward self-reflection rather than external investigation as advocated by Song Neo-Confucian, Zhu Xi.
  • Emphasized the “unity of thought and action”: true learning comes from practical application.
  • Studying the writings of sages should focus on revealing our intuitive knowledge.
  • More radical reading: Meditation and moral introspection were more effective than studying the Classics.

Neo-Confucians: Not Against Use of Force

Conventional View:

  • Chinese imperial civilization was seen as inherently peaceful, influenced by Confucian scholar-officials.
  • In the 19th century, Confucianism was criticized for contributing to military weaknesses.

In Reality:

  • Confucianism, while not promoting aggressive expansion, could justify military interventions and civilian involvement in military affairs.
  • The Song and Ming dynasties employed aggressive military strategies when they felt strong, challenging the view that Confucianism held them back.
  • Officials often used Confucian language to propose solutions for suppressing rebellions, mainly to advance their careers.

Ming China’s Restive Frontiers

“Using barbarians to fight barbarians”

  • The Ming court controlled minority groups by exploiting their weaknesses and using them to suppress rebellions.
  • However, this reliance on minorities for military support also led to new uprisings.

New unrests

  • Nhe northern frontier facing nomadic threats, the southeastern seaboard dealing with Sino-Japanese pirate raids, the southwestern regions, home to various ethnic minorities, many of whom rebelled throughout the dynasty.
  • Miao uprising at the end of the sixteenth century, led by Yang Yinglong (1551-1600).

Pacifying the Frontiers

Should the Ming maintain minority rule with chieftains or enforce direct imperial governance and Confucian assimilation?

  • Ming strategies to pacify the frontiers included bribery, extermination, and resettling Han Chinese settlers.
  • Wang initially used moral exhortations on placards to appeal to insurgents, aligning with the Ming’s “extermination and appeasement” policy.
  • He later introduced the security system for local family units (baojia 保甲) and the community covenant (xiangyue 鄉約) for moral policing and cultural assimilation.
  • Wang’s followers, serving as civil officials in military campaigns, disseminated his counterinsurgency techniques and knowledge of new weapons.

Reviving Wang Yangming

Why is Wang Yangming revived in contemporary China?

Xi Jinping: “Unity of thought and action”

Reviving Wang Yangming

Mao era (1949-1976)

  • Wang was condemned for military actions against peasants and ethnic minorities, viewed as a class oppressor.
  • His philosophy faced criticism for justifying these actions.

Xi era (2012-present)

  • Align Confucianism with political objectives.
  • Instill societal morality.
  • Provide meaning amid perceived failures of modern ideologies.
  • Promote global knowledge of Chinese history and philosophy as a form of soft power.

An Unstable Icon

Wang Yangming’s idea of innate knowledge of good is redefined by the Chinese Communist Party’s values and goals.

Humanity = Party spirit?

  • The Party aligns individuals’ sense of right and wrong with its aim of national rejuvenation.
  • Theories of knowledge are now framed by Marxism–Leninism–Maoism and Xi Jinping Thought, replacing Wang’s emphasis on Heaven’s pattern.
  • Authority shifts from individual moral capacity to state ideology.

However:

  • Ming Confucian teaching highlights individual innate knowledge of good and the mind’s ability to perceive tianli (heavenly principle).
  • Wang Yangming’s philosophy is seen as liberating, promoting individual dignity and moral self-determination.

Ming in the 16th Century: Commercialization

Early Ming

  • Self-governing village life
  • Reliance on local family heads for tax collection (lijia system 里甲)
  • Corvee labor service

Late Ming

  • Village life connected to regional and empire-wide markets.
  • Expanded urban market for food and consumer goods and handicraft industries.
  • Rapid growth in overseas trade, leading to an influx of silver from Japan and the Americas.
  • Single Whip reforms, which consolidated corvée and land taxes into a single cash payment.
  • Commercial landlordism, promoting a monetized economy and increasing the value of markets.

Huizhou: The Richest Place in Ming China (That You’ve Never Heard Of)

Huizhou: Capital of Literati Merchants

  • Trade in Huizhou expanded rapidly during the Ming dynasty (1368-1644) and flourished until the Taiping Rebellion (1851-1864).
  • Merchants initially left Huizhou for survival but gradually built their fortunes.
  • By the mid-Qing dynasty, it was commonly said, “there is no town without a Hui merchant” (无徽不成镇), highlighting their wealth and influence.

Hui Merchants

“There is no town without a Hui merchant” (无徽不成镇) – such was the influence of Huizhou merchants. How did they become so rich and powerful?

Traders:

  • They started by selling local raw materials like wood, bamboo, and tea.
  • Merchants took advantage of a salt monopoly granted by the emperor for services rendered.

Bankers:

  • Huizhou merchants focused their capital operations on pawnshops as major financial institutions.
  • Pawnshops derived capital from powerful regional commercial stocks, including industries like salt, cloth, and grain trades.
  • Pawnshops became essential for microfinance, especially in urban areas and trade hubs like Beijing and Linqing. They facilitated working capital for traders using commodities as collateral and offered money exchange services for travelers.

Brokers:

  • The Huizhou Guild functioned as a gathering place and hostel for traveling Huizhou merchants in various locations.
  • The Huizhou Merchants Association was formed based on the different enterprises of the merchants.
  • Huizhou merchants established trade leagues in major cities across China and formed alliances with officials.

Huizhou Capital: More than Just Money

Huizhou merchants became one of China’s largest and most influential groups, with profits returning to their hometown. But they wielded more than just financial influence.

Social Capital

  • Huizhou merchants established trade leagues in major cities across China and formed alliances with Mandarins.
  • Their capital came from seven sources: joint stock, secured debt, marriage, assistance, inheritance, labor, and bureaucracy.

Cultural Capital

  • The wealth of Huizhou merchants fostered culture and education, reflected in many students passing imperial exams.
  • Notable achievements occurred in medicine, engraving, seal carving, drama, and arts and crafts.

Material Life in Ming China

Room A

Activity: Everyday Life in Late Imperial China

Pick an object and consider:

  • Who made the object and where?
  • Where would you find this object?
  • Who would use it? When and how is it used?
  • What can this object tell us about its makers and users?

Gender Division

Jindezhen: Making Porcelain for Emperor

Making a Traditional Chinese Hanging Scroll

Room B

Dong Qichang: A Life

Dong Qichang, Landscapes after old masters, Metropolitan Museum of Art
  • Dong Qichang (1555–1636) was a prominent Chinese painter, calligrapher, and art theorist from the Ming dynasty.
  • Known for his unique style that blends traditional Chinese painting techniques with personal expression, emphasizing the importance of spontaneity and individual creativity.
  • He established a significant lineage of scholar-amateur painters and sought to elevate their status above that of professional artisans.

Discuss: Dong Qichang’s Preface

Wang Family Genealogy
  • What is a lineage?
  • What is the history of the Lu family?
  • Why is a genealogy “as important as a national history”?

Mercantile Lineage Culture

Ancestral tablets in the Hu clan temple in Longchuan
  • Despite elevated merchant status, a distinct merchant culture did not develop due to the dominance of gentry culture.
  • Kinship activities and the focus on both commerce and exam success were key to Huizhou mercantile lineage culture, especially as local merchants sojourned elsewhere.
  • Writing biographies of merchants helped create new mercantile ethics and were often included in their home lineages’ genealogies.
  • For Huizhou merchants, lineage identity was more important than class; they were mainly educated gentry from established mercantile lineages with aristocratic roots.

Exams: Only Pathway to Gentry Status

  • Gentry status was based on reputation and connections rather than just birth, allowing families to sustain their elite standing over generations.
  • Families could survive without a degree for a few generations by keeping social ties and participating in elite activities, but examination titles were crucial for status, leading families to invest in their sons’ education.
  • The local gentry focused on maintaining elite status through wealth, connections, ties to magistrates, and charitable activities.

Huizhou Merchant Culture

Advocated for social problems to be resolved through voluntary actions by morally upright literati, rather than state intervention, such as:

  • Establishing private academies to supplement the failing state education system.
  • Creating charitable granaries
  • Forming voluntary associations (community compacts, xiangyue 鄉約) to enhance moral supervision, replacing the state-imposed baojia surveillance system.

View from the State

Elite voluntarism helped reduce the workload of the imperial administration:

  • Literati are motivated to care for their communities and take on key administrative tasks, like providing education and revising tax rolls for fair distribution.
  • The educated elites became a key intermediary group between the state and the populace.

At the same time:

  • The transfer of state power to elites did not weaken the bureaucracy.
  • Officials remained vigilant to control elite activities, especially regarding finances.

Cultural Conservatism and Commercialization

A classroom in the South Lake school (Nanhushuyuan) in Hongcun
  • As the economy became more active, merchants and mercantile lineages adopted conservative social and cultural norms.
  • Neo-Confucian orthodoxy supported the success of Huizhou merchants financially, culturally, and logistically.

Discuss: A Confucian Heartland of Women

Chastity or moral integrity (貞節, zhēnjié) memorial
  • Huizhou became a center for the female chastity cult during the late Ming dynasty.
  • Huizhou merchants sought to strengthen home kinship institutions by building corporate estates, ancestral halls, and memorial archways to honor chaste women.
  • Why?

Cult of Female Chastity

Chastity memorial arch
  • The state encouraged women to remain “chaste widows” by providing incentives for those who stayed unmarried after their husbands’ deaths.
  • Women who were widowed before age 29 and remained unmarried until after age 49 could receive an official citation and a banner for their chastity, the only honor conferred on women by the state.
  • The husband’s lineage would file claims for this honor, which also reflected positively on the lineage for supporting the widow.

Gender Hierarchy

Marriage imposed several burdens on women:

  • Women had to move between families after marriage, while men did not.
  • Women could marry only one spouse, while men could have secondary wives.
  • Widowed women could not remarry, whereas men could.

Disciplining the Domestic Sphere

  • The mid-sixteenth century saw the rise of the chastity cult alongside increased commercialization, which relaxed moral norms and promoted passionate love.
  • The late sixteenth-century money economy reshaped social structures and family life, influencing gender relations and supporting the chastity cult.
  • Many young men left home for trade soon after marriage, delaying the age of first childbirth and altering family-lineage dynamics.
  • Wives of sojourning husbands enjoyed greater sexual freedom, leading lineages to emphasize fidelity.

Discuss: Concubines

Pan Jinlian (Golden Lotus) Humiliated for Being Intimate with a Servant
  • How does one acquire a concubine in Ming China?
  • How did Mao Xiang (1611-1693) acquire his concubine Xiaowan? Is he a reliable narrator?
  • Who is Golden Lotus? How did she become a favorite of Ximen Qing?

Jinpingmei: The Plum in the Golden Vase

‘Jin Ping Mei,’ illustration from Chinese edition (1617), part 1, chapter 4, Ximen Qing and Golden Lotus.
  • The story follows Ximen Qing, a corrupt merchant, and his wealthy household, including his six wives, especially Golden Lotus.
  • Set during Emperor Huizong of Song’s reign (1101–1126 CE), it serves as an allegory for corruption in Ming governance, highlighting deception, bribery, and murder.
  • For four centuries, Jinpingmei has been considered “obscene” in China and has faced bans.
  • The novel spans various moods and genres, blending humor, philosophy, social commentary, and satire with puns and wordplay.
  • It includes a Buddhist perspective on karma, warning about the consequences of one’s actions.

Gender Imbalances

Two lower-class Chinese women, one bearing a child on her back and the other carrying water with a yoke. Ink drawing in Adriano de las Cortes’s manuscript “Relation of His Voyage, Shipwreck, and Captivity”
  • The burden of male ritual superiority led families in hardship to sacrifice female children by selling or killing them to maintain the family line.
  • Female infanticide continued despite Ming laws against it.
  • A significant gender imbalance existed, with approximately 90 females for every 100 males.

Polyandry

Li Xiangjun was both a famous Kunqu singer and, by the age of 13, an accomplished pipa player of the pipa. She was sold to the Meixiang Lou brothel near the Nanjing Confucian Temple.
  • Families prioritized having sons to ensure they could perform ancestral sacrifices, as only male heirs could tend to ancestors’ spirits.
  • However, gender imbalance led to imposed celibacy for many men.
  • This shortage prompted practices like fraternal polyandry, where brothers marry a single woman.
  • Solutions for lineage continuity included transferring a brother’s or cousin’s son to an uncle without a male heir, adopting a daughter’s husband (uxorilocal marriage), or a childless man endowing a Buddhist monastery for perpetual rites for himself and his ancestors.

Family, Propriety, Property: An Anxious Age

Families sought to survive and improve by continuing their lineage.

Women:

  • Women’s status as wives and mothers depended on their ability to produce heirs.

Men:

  • Men’s roles as students, farmers, or merchants were shaped by the need to have wealth or status to support a wife or concubine.
  • Men had to pass down their wealth and status to their sons to maintain the family line.