S16: Silk Roads

China to 1800

October 20, 2025

Silk Road Ensemble: Khabiel

Key Questions

Detail of a Catalan nautical map (portulan) representing the Asia of the 13th century with a caravan on the way to Cathay (name given to northern China by Marco Polo) Catalan Atlas by Abraham Cresques (1325-1387), illuminated manuscript on parchment, Majorca (Mallorca, Mallorque), 1375. BN, Paris, France. Corbis / Getty Images
  • What is the silk road? (What is it not?)
  • Tang in the World: What were patterns of interactions and exchanges between Tang and its neighbors?
  • The Belt & Road Initiative: A modern day silk road?

Discuss: Story of Yingying

Yingying’s story
  • What kind of man is Zhang?
  • What kind of woman is Yingying?
  • Why does Yingying initially refuse to talk to Zhang?
  • Why does Yingying’s attitude towards Zhang change?
  • What role does poetry play in the relationship between Yingying and Zhang?
  • What is the role of Hong-niang?
  • Who seduced whom?

Discuss: Story of Yingying

Yingying’s meeting
  • How did Zhang change?
  • Was Yingying wronged? Was Zhang made to suffer? Was he seduced?
  • Who is the narrator of the story? How reliable is he?
  • What is the story about?
  • What can this story tell us about Tang society?

Story of Yingying: Yuan Zhen’s Autobiography?

  • The story and poem reflect the lives of educated men after 755: premarital affairs were common, and such relationships did not hinder arranged marriages, which were often prioritized over love.
  • Critics speculate whether the story is autobiographical: Yuan later realized that his strategic marriage led to disappointment; when he was exiled to Hubei, he lost both his political ambitions and his first love.

Role of Poetry

  • A way to be truthful
  • A way to deceive
  • Communication of the elite
  • Writing as mediation. Poetry is regulated verse. A lens by which others can see the world through the eyes of the author.

Love, Ritual Propriety, and Elite Identity

  • Whether we think Zhang was self-centered in his pursuit of study, immoral in his abandonment of a woman who loved him, is irrelevant to the conclusions drawn by Zhang’s contemporaries, who applauded his acceptance of Confucian restraint and adherence to ritual.
  • Zhang and Yingying abandoned such restraint in their youth and regained as they grew older.
  • The ending of the story as emotionally unsatisfying but morally correct: “A scholar is the first to suffer the sufferings of the world and the last to take pleasure in its pleasures.”

Women in Tang

What can the story of Yingying tell us about women in Tang?

Women: Freedom of Movement

Ceramic female polo player from northern China, Tang Dynasty. First half of the eighth century. Collection of the Musée Guimet, Paris.
  • The Tang dynasty is often viewed as a great age for women, supported by tomb art that visually represents elite women and court entertainers.
  • These artworks depict women freely engaging in activities such as horseback riding, playing polo, and archery, as well as wearing low-cut gowns or even male attire.

When Fat Was Beautiful

Han Dynasty Figurine: Sitting female servant

Tang Dynasty tri-colored standing female figurine

When Fat Was Beautiful, continued

  • In the early eighth century, ideals of feminine beauty favored thin bodies.
  • By the middle of the century, the perception of beauty had shifted significantly, with the ideal woman being depicted as fuller-figured, rounded, and dressed in generously cut clothing.

Sold Women

  • While elite women experienced some freedom and power, many others, like courtesans, were treated as economic commodities.
  • Concubines were positioned between wives and maids, with different punishments for harm against them based on their status.

A Different Ending

Romance of the Western Chamber

Yuan dynasty playwright Wang Shifu: Romance of the Western Chamber:

  • Lady Cui discovers the situation.
  • The maid Hongniang argues persuasively on behalf of the couple.
  • Lady Cui fears the shame of a family scandal but reluctantly acknowledges the marriage.
  • Lady Cui insists that Zhang Gong must go to the capital to take the examination immediately.
  • Zhang Sheng passes the exam and returns; the couple finally reunites.

A Different Ending: Romance of the Western Chamber

  • Which ending do you prefer?
  • Do you have a different ending in mind?

Tang Ending to Yingying

  • Passionate desire as a weapon used against him, a weapon he must fight to keep his propriety.
  • A scholar is the first to suffer the sufferings of the world and the last to take pleasure in its pleasures. I’m not sure where the quote originates, but it’s emblematic of Confucian restraint and adherence to ritual, a restraint that Zhang and Yingying abandoned in their youth and regained as they grew older.
  • the story is of that time and not our time.
  • What makes the ending of the story morally correct for viewers in the Tang Dynasty?

“Where There is Poetry, the Yellow Crane Tower exists.”

An Zhengwen (late 14th–early 15th century), Yellow Crane Tower

c. 1870 albumen print photograph of “Yellow Crane Tower, Wuhan” by PowKee Photographer Studio. Source: the Stephan Loewentheil Photography of China Collection.

Yellow Crane Tower today, rebuilt between 1981 and 1985

Permanence in Chinese History

Chinese civilization did not lodge its history in buildings. Even its most grandiose palace and city complexes stressed grand layout, the employment of space, and not buildings, which were added as a relatively impermanent superstructure. Chinese civilization seems not to have regarded its history as violated or abused when the historic monuments collapsed or burned, as long as those could be replaced or restored, and their functions regained. In short we can say that the real past of Soochow is a past of the mind, its imperishable elements are moments of human experience. The only truly enduring embodiments of the eternal human moments are the literary ones.

F. W. Mote, “A Millennium of Chinese Urban History: Form, Time, and Space Concepts in Soochow,” Rice Institute Pamphlet - Rice University Studies 59, no. 4 (October 1973).

Foreigners in Tang China

Figurine of a Sogdian, probably a groom, sculpted by a Chinese artist during the Tang dynasty.
  • Merchants were the most common and influential foreigners in Tang China, frequently depicted in the period’s art and literature.
  • They brought a wide array of goods, including slaves, animals, exotic foods, textiles, and books that described foreign lands.
  • By the ninth century, Uighurs became notorious for their dominance in the money-lending profession in Chang’an, leading to widespread disdain for their perceived arrogance and disregard for Chinese law.

Sounds from the West

  • Besides money-lending, foreigners, particularly Sogdians and Tocharian speakers, also dominated the wine trade, running many wine shops.
  • Central Asian music gained popularity throughout Chinese cities, blending with local music styles, particularly in urban entertainment venues.

Silk Road

The traditional image of the Silk Road often depicts a solitary merchant on a camel traveling to Rome. Is this accurate?

Ruins of an ancient watchtower near Dunhuang, in Gansu Province, Western China. It was in the ruins of a tower such as this that Sir Aurel Stein found the mail pouch containing the Sogdian Ancient Letters.
  • In reality, few travelers on the Silk Road were long-distance merchants; most operated under strict government oversight and traded goods locally, often without using coins.
  • Most Silk Road travelers moved in small groups with a few pack animals, carrying lightweight goods like jewels, medicine, copper, turmeric, sugar, and fragrances, as heavier items, such as pottery, were typically transported by sea.
  • Other travelers included missionaries, refugees, artists, and envoys.

Silk Road: History of a Name

Marc Aurel Stein group crossing the dessert
  • The term “Silk Road” is modern and was not used by the people along the trade routes, who named them after major cities like Samarkand or referred to them as northern or southern routes.
  • Baron Ferdinand von Richthofen coined the term in 1877 and was the first European to use Chinese historical data in maps of the region.
  • The term became more popular after Sven Hedin’s 1936 book on Central Asia was translated into English as The Silk Road in 1938.

Discovering the Silk Road

Sven Hedin in 1934

Sven Hedin:

  • A Swedish explorer who launched the first scientific mission to Xinjiang in 1895, aiming to uncover the origins of ancient manuscripts.
  • Departed from Merket on the Yarkand River and entered the Taklamakan Desert in search of the Khotan River.
  • His expeditions raised awareness of Dunhuang’s archaeological significance and helped map the Silk Road routes.

Discovering the Silk Road

Paul Pelliot:

  • A French sinologist who visited Dunhuang in the early 1900s and discovered a vast collection of manuscripts in the Mogao Caves.
  • His translations and analyses provided valuable insights into ancient Chinese culture and the Silk Road.
  • Although he found important documents, his level of detail in reporting was less comprehensive than Stein’s.

Discovering the Silk Road

Aurel Stein:

  • A British-Hungarian archaeologist who led four expeditions to Xinjiang between 1900 and 1931.
  • Discovered numerous important objects and documents during his excavations, including significant finds at Dunhuang.
  • Wrote extensive and detailed reports about his findings, which are essential for reconstructing the original conditions of archaeological sites.
  • His explanations of the burial circumstances of documents have served as a foundational reference for subsequent scholars.

What Was the Silk Road?

  • The Silk Road was often depicted as a straight and well-traveled route, but this was not true.
  • Archaeological research has found no clearly marked or paved roads across Eurasia.
  • Instead, the Silk Road consisted of a mix of drifting trails and unmarked footpaths.
  • Travelers usually hired guides to help them navigate the routes.
  • They often changed paths when they encountered obstacles.

Silk Road: Main steps

The Silk Road passes through a diverse and often treacherous landscape, starting in Xi’an.

Step 1: Gansu Corridor

  • Travelers first navigate the Gansu Corridor, a 600-mile route between the Qinghai Mountains and the Gobi Desert.
  • After reaching Dunhuang, they choose between the northern or southern route around the Taklamakan Desert, both leading to Kashgar.

Silk Road: Main steps, continued

Step 2: Through the Dessert

  • Beyond Dunhuang lies Xinjiang, known as “New Frontierlands” by the Qing dynasty, previously referred to as Xiyu (“Western Regions”) by the Chinese.

Silk Road: Main steps, continued

Step 3: Pamir Knot

  • After crossing the Taklamakan Desert, travelers face the Pamir Knot, where major mountain ranges like the Himalayas and Tianshan converge.
  • From there, they descend toward either Samarkand to the west or India to the south.

Silk Road: A Relay, Rather than a Marathon

Sketch of horse and camel, each led by a groom. Two sheets of paper, one animal and groom on each, pasted together. Ink and colour on paper. British Museum
  • The Silk Road was often depicted as a straight and well-traveled route, but this is inaccurate.
  • Archaeological studies show no clearly marked or paved roads, only a mix of drifting trails and unmarked footpaths.
  • Most travelers typically covered shorter distances of a few hundred miles between their hometown and nearby oasis towns.

Silk Road As Archive

Aurel Stein’s view of Mogao Cave 16, in Dunhuang 敦煌, Gansu Province 甘肅省, China, with a number of manuscripts from Cave 17 bundled on the floor.
  • Dunhuang is significant for studying early China due to its historical role in the Silk Road trade.
  • A large collection of early documents was excavated from the garrison at Xuanquan, near Dunhuang.
  • This cache includes over 35,000 discarded documents, primarily wooden and bamboo slips, as paper was not yet widely used for writing.
  • The documents provide valuable insights into the culture and economy of the time, illustrating the transition from wood and bamboo to paper as writing materials.

Xuanzang

  • Xuanzang was born into a scholarly family and initially received a strict Confucian education.
  • At age 13, he entered a Buddhist monastery, inspired by his older brother, and became a fully ordained monk by 20.
  • He studied Sanskrit and other foreign languages in Chang’an (modern Xi’an), the Tang dynasty capital.
  • Confused by discrepancies in Buddhist texts, Xuanzang decided to pilgrimage to India to study Buddhism at its source in 629 CE.

Xuanzang returning from India

  • For 14 years, Xuanzang traveled, gaining official introductions from rulers along his route.
  • In 643, he returned to China, crossing the Pamir Mountains to Dunhuang and arriving in Chang’an in 645.
  • He dedicated the rest of his life to translating the Sanskrit manuscripts and wrote The Great Tang Records on the Western Regions, documenting his travels and the cultures along the Silk Road.

Xuanzang on the Sogdians

In 630, Chinese monk Xuanzang traveled from Turfan westward, passing through Kucha, the Tianshan Mountains, and visiting the Sogdian city of Samarkand, a major hub for Silk Road trade and Sogdian immigrants during the Tang dynasty.

Their customs are slippery and tricky, and they frequently cheat and deceive, greatly desiring wealth, and fathers and sons alike seek profit.

Who Were the Sogdians?

  • During Silk Road trade, Turfan attracted many foreign immigrants, particularly Sogdians from Samarkand.
  • Sogdians migrated to Turfan mainly during the 4th to 6th centuries, with increased migration after the Sasanian Empire’s fall in 651 and the Islamic conquest of Samarkand in 712.
  • Besides trading, Sogdians in Turfan engaged in farming, military service, innkeeping, painting, leatherworking, and iron goods sales.
  • Sogdians modified their burial practices in Turfan to align with Chinese customs, moving away from Zoroastrian traditions.

Sources on the Sogdians

  • Abandoned mailbag discovered by Aurel Stein near Dunhuang in 1907 contained the earliest Sogdian-language materials.
  • Stein’s discovery included eight largely intact Sogdian letters, found in watchtowers built by various Chinese dynasties for frontier defense.
  • The Sogdian Ancient Letters are significant as they are written by merchants rather than authorities.

Quote: Letter from Sogdians

[Verso] From (his) daughter Shayn to the noble lord Nanai-dhat.

[On another part of the verso] From (his) servant [left unfinished].

Behold, I am living …, badly, not well, wretchedly, and I consider myself dead. Again and again I send you a letter, (but) I do not receive a (single) letter from you, and I have become without hope towards you. My misfortune is this, (that) I have been in Dunhuang for three years thanks(?) to you, and there was a way out a first, a second, even a fifth time, (but) he(!) refused to bring me out. I requested the leaders that support (should be given) to Farnkhund for me, so that he may take me to (my) husband and I would not be stuck in Dunhuang, (for) Farnkhund says: I am not Nanai-dhat’s servant, nor do I hold his capital.

Quote: Letter from Sogdians, continued

[Verso] From (his) daughter Shayn to the noble lord Nanai-dhat.

[On another part of the verso] From (his) servant [left unfinished].

you and I should know how to think, and if I do not … you, then you write to me so that I should know how to serve the Chinese. In my paternal abode I did not have such a restricted … as with(?) you. I obeyed your command (lit. took your command upon my head) and came to Dunhuang and I did not observe (my) mother’s bidding nor (my) brothers’. Surely(?) the gods were angry with me on the day when I did your bidding! I would rather be a dog’s or a pig’s wife than yours!

Tang China and Its Neighbors

Enemy of my Enemy: Tibet Empire

  • The Tibetan Empire was a vast region covering southern, eastern, and central Asia, initially unified by Emperor Songsten Gampo.
  • Gampo consolidated territory by controlling Chinese trade routes and had six consorts—four from the region and two from other countries.
  • His wives, particularly Princess Wencheng from China and Princess Bhrikuti from Nepal, played significant roles in promoting Buddhism in Tibet.
  • Gampo also established the official language of Tibet, which, along with religious and linguistic continuity, helped unify the country.