S14: Cosmopolitan Empire

China to 1800

October 15, 2025

From the Zi De Guqin Studio

Tang: A Chronology

Year Event Description
589 Founding of Sui Dynasty Sui reunification ended the north/south split and the split between the ethnically Han and non-Han dynasties.
618 Founding of Tang dynasty New centralized aristocratic empire, with non-Chinese people integrated.
755-763 An Lushan rebellion Frontier military rebellion, wrecking havoc on the dynasty.

Tang: A Chronology, Continued

Year Event Description
760-907 Late Tang Devolution of imperial power to frontier kingdoms; retreat of gov from commerce.
874-884 Huang Chao rebellion A salt merchant who failed the civil service exam launched a bandit revolt.
907-960 Five Dynasties China in fragmentation until the founding of Song Dynasty.

Key Questions

Tang tri-color figurines on horseback
  • The end of disunity: Reflections on the Northern and Southern Dynasties
  • What makes the Tang so admired? Tang as a Cosmopolitan and Contradictory Empire
  • Why did poetry become the dominant art form in Tang? How to read a poem?

Discussion: Who is Buddhism For?

Sources:

  • Model Monks: ZHu Seng Du, Seng Baozhi
  • Lay disciplies: Yuanrong, Song Shao, Madame Duan
  • A woman’s hundred years

Questions:

  • Who became Buddhists, and how?
  • Is buddhism for all people? Is Buddhism only for men?
  • How was Buddhism practiced in reality, especially by ordinary people who were not clerical elites?

Buddhism for Ordinary Folks

Par nirvana (death and transcendence of the Buddha) and attendant arhats, Qiao Bin (Chinese, active 1481–1507), Metropolitan Museum of Art
  • To the common people, the Buddha was seen as a loving figure who rescued the suffering.
  • The primary concern of the people was for the redemption of their parents and their rebirth in paradise, often desiring merit for rebirth in Amitabha Buddha’s paradise or praying for material benefits.
  • Textual evidence shows a blend of Buddhism with traditional family values.
  • Simplified form of Buddhism that appealed to a broad audience, focusing on basic moral conduct and devotion to the Buddha.

Kinship and Buddhism

Buddha
  • Aimed at gaining religious merit for themselves, their living family, and ancestors, with the well-being of the emperor and state being a secondary concern.
  • The practice of using Buddhism to secure happy rebirths for deceased relatives persisted.

Buddhism and Women

Guanyin in white porcelain
  • New public roles for women as nuns and priestesses developed within institutional religions.
  • Female religious specialists, particularly in Daoism, were regarded as saints whose spiritual achievements contributed to the salvation of the world, with some founding later religious lineages.
  • Buddhist nuns and other women, whether individually or within religious associations, became significant patrons of religious art.
  • Buddhist nuns established a precedent for women rejecting marriage, with biographies illustrating how their devotion to the Buddha enabled them to resist familial pressures.

Chinese Conquest of Buddhism

The success of Buddhism in China can be attributed to various factors, with a key reason being its ability to integrate elements from preexisting religions.

Confucius handing over an infant Gautama Buddha to an elderly Laozi
  • Local Deities: Buddhist missionaries recruited local deities as guardians to connect with the Chinese people.
  • Daoist Language: Early Buddhists used Daoist vocabulary to explain their teachings, making them easier to understand.
  • Coexistence of Beliefs: The Chinese accepted worshiping Buddhist, Daoist, and local deities together without seeing any conflict.

Rise of Buddhist Communities

Longmen Grottoes
  • By the mid-sixth century, Buddhism had successfully integrated into Chinese society.
  • Contemporary sources estimate around two million Buddhist monks and nuns living in approximately thirty thousand monasteries.

Huiyuan: A Life

Huiyuan
  • Buddhiest monk Huiyuan 慧遠 (334-416 CE) formed a society of monks and lay worshipers.
  • Studied Taoism and Confucianism before converting to Buddhism after meeting the monk Dao’an.
  • Utilized native Chinese philosophy, particularly Daoism, to explain Buddhist concepts.
  • Emphasized salvation through faith in Amitābha: loving adoration would grant one’s spirit a heavenly abode in the Western Paradise.

Discuss: Monks Do Not Bow Down Before Kings

One student plays Huiyuan:

  • Why don’t monks bow down before kings?
  • What about Buddhists who are not monks?

One student plays the King:

  • How would you respond to Huiyuan?
  • Would your response depend on whether you were a Buddhist or not? Why or why not?

Summarize: Monks Do Not Bow Down Before Kings

Should monks obey secular rulers? Huiyyuan’s view:

  • Monks, seeking nirvana, must not be subject to worldly changes and therefore cannot revere the emperor.
  • But lay Buddhists benefit from the ruler’s virtue and should show respect through taxes and obedience.

State Regulation of Buddhism

  • The emperor of the Zhou dynasty (557-581) became angered by Buddhism’s influence: monasteries engaged in commercial activities, charging high-interest loans, and providing shelter to criminals.
  • Despite a brief imperial attempt to suppress them in 574, both Buddhism and Daoism had become well-established in Chinese society.

Dunhuang

Mogao Caves

  • The Mogao Caves: located near Dunhuang.
  • With 492 caves are preserved with murals and sculptures, they are the largest and longest-used treasure house of Buddhist art.
  • The discovery of the Library Cave in 1990, together with the tens of thousands of manuscripts and relics it contained, has been acclaimed as the world’s greatest discovery of ancient Oriental culture.

Mogao Cave 302

  • Construction of Mogao Caves began in 366 AD.
  • As many as 94 caves were renovated or newly built during the Sui Dynasty, almost double the total number of caves excavated in the more than 200 years since the Mogao Caves were first built.
  • Cave 302 of the Sui dynasty contains one of the oldest and most vivid scenes of cultural exchanges along the Silk Road, depicting a camel pulling a cart typical of trade missions of that period.

Reflections on the Northern and Southern Dynasties

By the time of the Sui Dynasty’s reunification of China in 589, significant changes had occurred.

Northern Zhou, Northern Qi, and Chen Dynasties
  • The Yangzi region became the main breadbasket, supported by the Grand Canal for transporting food.
  • The cultural and intellectual landscape of Chinese elites changed significantly.
  • The imperial government gained power through a modified tribal military structure.

Reflections on the Northern and Southern Dynasties, continued

By the time of the Sui Dynasty’s reunification of China in 589, significant changes had occurred.

Northern Zhou, Northern Qi, and Chen Dynasties
  • Buddhism and Daoism reshaped both state systems and family structures.
  • China engaged with a broader world, exchanging goods and ideas via the Silk Road.
  • Foreign peoples were incorporated within the ruling house, often through inter-marriage with Han peoples.

Founder of Sui: Emperor Wendi

  • Emperor Wendi (birth name Yang Jian) was a Chinese general in the Xianbei-ruled Northern Zhou dynasty.
  • After the death of Emperor Xuan in 580, Yang Jian, who was his father-in-law, became regent.
  • Yang Jian ousted the heir to the throne (his daughter’s son) and killed fifty-nine princes of the Zhou royal house.

Challenge of Sui: How to Create a Unified Dynasty

What advice do you have for the Sui ruler?

  • The dynasty was founded on bad blood: Sui Wendi seized power as regent and killed fifty-nine princes of the Zhou royal house.
  • The people of the north and south had grown apart after four centuries of division.
  • The influence of the Turko-Mongol population was much stronger in the north than in the more refined, aristocratic south.

Buddhism under Sui: A Primary State Religion

Spread of Buddhism
  • In 580, the Sui founder lifted the ban on Buddhism and Daoism from the Northern Zhou dynasty.
  • He considered himself a major supporter of Buddhism, establishing a network of monasteries and encouraging prayers.
  • For his sixtieth birthday in 601, he ordered stupas built to house Buddha relics, celebrating with monks and nuns.
  • Despite past suppression, Buddhism became the main state religion under the Sui, with the emperor implementing practices like bodhisattva vows, state temples, monk ordination, scripture readings, and charity.

Emperor Wen of Sui: Unifying the Realm

Emperor Wendi of Sui

In addition to heightening his subjects’ support for his rule through Buddhism, Wendi laid down an ambitious program:

  • New legal code and strict enforcement: All, regardless of background, be treated equally before the law.
  • When his own son violated spending limits, he was stripped of his offices and placed under house arrest.
  • Regional integration through infrastructure projects, notably the Grand Canal.
  • Abolition of the Nine-Rank system of recommendations; move towards selection by examination.

Reviving Meritocracy

  • The Sui dynasty’s first major reform was the abolition of the Nine-Rank system, which had favored established families in official appointments.
  • The Sui began introducing an examination system for selecting candidates for office.
  • Second and penultimate emperor Yang (r. 605–618) revived educational institutions and introduced the prestigious jinshi examination degree, which became significant in the Tang dynasty.

Reforming Great Families

Great Families

  • Certain families gained prestige before the Sui dynasty through a history of state service dating back to the Han or Jin dynasties.
  • Their status was supported by large estates, detailed genealogies, and cultural achievements.

Sui Reforms

  • Abolished local recommendations for office that favored established families.
  • A new system allowed prefectures to recommend candidates, who were then evaluated by high officials based on mastery of canonical texts and general literary skills.
  • Impact: Ultimate prestige based on imperial service, distinguishing them from wealthy families with local power.

Building the Grand Canal

Map of the Grand Canal
  • The Grand Canal enabled efficient water transport of bulk goods across China, facilitating grain movement from the productive south to the politically established north.
  • The final segment of the Grand Canal, started in 608, linked all regions of China by water.
  • Despite its significance, the Grand Canal was a costly endeavor, consuming significant financial and labor resources, proving detrimental for its builder.

Fall of Sui and Founding of Tang

  • After 609, the second Sui emperor launched military campaigns beyond China, targeting Vietnam to the south, the Eastern Turks to the north, and Korea to the northeast.
  • The campaign against Korea failed, leading to rebellions in China and the emperor’s death.
  • In 618, rebel general Li Yuan declared the establishment of the Tang dynasty and made Daoism the official state religion.
  • Li Yuan, of mixed Chinese and Turkic ancestry from the northern aristocracy, helped the Tang secure control of the empire by 624.

Tang: Descendant of the Turks

Tang dynasty white pottery warrior figurine, housed in the Wuhan Museum. It features a high nose and deep-set eyes, with thick eyebrows and a beard. The figure wears a helmet, a battle robe, and external armor, displaying characteristics typical of a Hu (non-Han) person.
  • The imperial family of the Tang dynasty, the Li family, was one of the prominent clans in the northwest.
  • They distinguished themselves through intermarriage with tribal peoples, including the Turks.
  • Li Shimin, the son of the dynasty’s founder, lived in a yurt on palace grounds and attempted to speak Turkish.
  • Lack of xenophobia: Many foreign peoples served in various roles within the Tang administration.

Two Prosperous Reigns: Zhenguan and Kaiyuan

Zhenguan Reign (627-649) under Emperor Taizong (598-649)

The Prosperous Era of Kaiyuan, the first era name under Emperor Xuanzong (685-762)

High Tang: Cosmopolitan Empire

Tang as one of the greatest periods in Chinese history.

Tang Emperor Taizong gives an audience to Gar Tongtsen Yulsung, the ambassador of Tibet
  • Territorial expansion, making China the hegemon of East Asia.
  • A centralized empire: a unified hierarchy from the top down, of social, political, cultural, and economic power, with the surplus wealth accruing to the government.
  • A cosmopolitan atmosphere that both gave to and took from the world at large.

Rise of Taizong: Murder, Deposition, and Foreign Alliance

Political succession issues troubled the Tang dynasty from its inception.

Emperor Taizong of Tang
  • In the 620s, two sons of the Tang founder Li Yuan vied for power.
  • In 626, Li Shimin (Emperor Taizong, reigned 626-649) killed his brother, the heir apparent, and watched an officer kill another brother at the Xuanwu Gate in Chang’an.
  • He subsequently forced his father to abdicate and ruled for over twenty years.
  • During his rise to power, Emperor Taizong turned to the Turks, a powerful northern tribal confederation, for support.

Women in Power

Court Ladies Wearing Flowered Headdresses attributed to Zhou Fang
  • The Tang dynasty reached a peak of female power under Empress Wu, who ruled in her own name from 690 to 705.
  • Even after her removal, powerful women continued to influence China for a decade until the forced suicide of the Taiping Princess in 713.
  • This peak in female political power was the result of a long process beginning with the fall of the Han dynasty, influenced by nomadic societies that promoted gender equality.

Empress Zhangsun 孫皇后 (601-636)

  • Wife of Emperor Taizong and the mother of Emperor Gaozong;
  • Ancestors were of Xianbei ethnicity
  • Assistant and advisor to Emperor Taizong

Empress Wu of Zhou 武則天 (624-705)

Wu Zetian
  • Originally concubine of Taizong Emperor, later married his son, Emperor Gaozong;
  • De facto ruler after Gaozong’s stroke in 690;
  • Declared her own dynasty, Zhou, in 690, and became the sole recognized empress regnant in Chinese imperial history, until her overthrow in 705.

Becoming Empress Wu

Wu Zetian
  • Wu Zhao started as a low-ranking concubine in Emperor Taizong’s court at age thirteen; her father was a wealthy merchant and her mother a Buddhist.
  • After Emperor Taizong’s death in 649, she was expected to become a nun but gave birth to the new emperor’s son in 652. She eliminated her rival, the emperor’s first wife, in 655.
  • After her husband suffered a stroke, she became the de facto ruler in 660 and officially crowned herself emperor in 690, seven years after his death.

Empress Wu: A Buddhist Monarchy

Wu Zhao used Buddhism to legitimize her rule as a woman and continued supporting Buddhist institutions established by past emperors.

Wu Zetian
  • In the late 680s, she became involved with a drug and cosmetic merchant, naming him abbot of the White Horse Monastery.
  • This monk-lover wrote a commentary on a Buddhist text featuring a female goddess, which Wu used to justify her claim to the throne.
  • Two months later, she established her own “Zhou” dynasty, referencing Confucian times.
  • Wu enacted policies favoring Buddhism, such as banning animal slaughter and claiming to be the Maitreya Buddha by 694.
  • In 705, she was deposed in a palace coup, leading to the restoration of the Tang dynasty.

Shanguan Wan’er 上官婉兒 (664-710)

Shangguan Wan’er
  • Politician, poet, and imperial consort during the Wu Zhou and Tang dynasties.
  • Rose from palace servant to secretary and leading advisor to Empress Wu Zetian of Zhou.

Empress Wei 韋皇后 (664-710)

Empress Wei
  • Second wife of Emperor Zhongzong, who succeeded Empress Wu and restored Tang rule in 705.
  • She dominated Zhongzhong’s five-year reign and was accused by historians, without evidence, of poisoning her husband.

Princess Taiping 太平公主 (662-713)

  • Youngest daughter of Wu Zetian and Emperor Gaozong
  • Influential during the reigns of her mother
  • In 710, after Emperor Zhongzong’s death, Empress Wu’s son, Emperor Ruizong, returned to the throne.
  • Ruizong, feeling powerless, intended to pass the throne to a son favored by his second wife Empress Wei: Emperor Xuanzong.
  • The Taiping Princess, fearing this shift, tried to poison Xuanzong and then sought to overthrow him.
  • After her failed attempts, the Taiping Princess was forced to commit suicide, ending an era of female dominance in the Tang dynasty.

Yang Guifei: Femme Fatale?

  • Yang was the beloved consort of Emperor Xuanzong of Tang in his later years.
  • During the An Lushan Rebellion, as the emperor fled from Chang’an to Chengdu, his guards demanded Yang’s execution, blaming her cousin Yang Guozhong and her family for the rebellion.

Imperial Family Drama

Emperor Lifetime Palace drama
Taizong 598-649 Killed brother to reach the throne; took Wu Zhao (later Empress Wu) as concubine
Gaozong 628-683 Took father’s concubine, Wu Zhao, as second empress
Empress Wu 624-705 Dominance in court by mid-650s after stroke; later founder of own dynasty
Zhongzong 656-710 Ineffectual five-year rule, dominated by his wife Empress Wei
Xuanzong 685-762 Assassination attempt by Princess Taiping; ended with execution of favorite concubine, Yang Guifei

Family Politics: Influences of Great Clans

The Tang elite consisted of two tiers:

A few famous lineages with high titles and immense privileges:

  • Great families of Guanzhong, including the Li family, who emerged during the late Han dynasty and gained power in the following centuries.
  • Many of these great having intermarried with non-Chinese nobility and dominated high court offices.
  • They held hereditary rights to automatic entry-level bureaucratic posts.

Below these great families:

  • Several thousand lineages held regional prestige: In 638, Emperor Taizong approved a genealogical record listing 293 surnames and 1,651 lineages by social standing.
  • Yet the prominence of locally eminent families, they lacked access to high court positions.

Contradictions of Tang

A Cosmopolitan Empire:

  • Participation of non-Han elites
  • Gender freedom
  • Model for the world: Market that attracted ambassadors and merchants from around the world.

A Troubled Empire:

  • Dominance of great clans and families
  • Centralized hierarchy
  • Strict control of economy and society

Poetry of Politics, Politics of Poetry

A scene from Chang An depicts Li Bai’s creation of the poem ‘Bring in the Wine.’
  • By the late fifth century, poetry was mainly linked to the courts and elite circles in southern China, where powerful families set the style and it served as elegant social interaction.
  • The Sui and early Tang dynasties continued this tradition, with poetry composed in the capital and following strict rules on topics and structure.
  • Poetry was closely tied to the political hierarchy, with rulers involved in evaluating and composing poems.

Rise of Regulated Verse in Tang

Ancient-style poems (Gushi 古詩)

  • Ancient-style poetry
  • Broader use of rhyme and fewer metrical restrictions.

Lüshi 律詩

  • Form of Chinese poetry that flourished in the Tang dynasty (618–907).
  • It consists of eight lines of five or seven syllables, each line set down in accordance with strict tonal patterns.
  • Lüshi provided a new, formal alternative to the long-popular free gushi (“ancient-style poetry”).

Example: Wang Wei’s Autumn Evening in the Mountain Retreat

山居秋暝

王維

空山新雨後,
天氣晚來秋。
明月松間照,
清泉石上流。
竹喧歸浣女,
蓮動下漁舟。
隨意春芳歇,
王孫自可留。

Autumn Evening in the Mountain Retreat

Wang Wei

After the new rain on the empty mountain,
the weather turns to autumn in the evening.
The bright moon shines between the pines,
and the clear spring flows over the stones.
Bamboo rustles as the washerwomen return,
and the lotus stirs as the fishing boats descend.
As the spring flowers fade at will,
the sons of kings may choose to stay.

Dissecting a Poem: First Line

Chinese Characters Pinyin Literal Translation
kōng empty
shān mountain
xīn new
rain
hòu after/behind
Chinese Characters Pinyin Literal Translation
tiān sky/heaven
air/energy
wǎn evening/later
lái come
qiū autumn

What Makes a Regulated Verse?

Structural Requirements:

  • Composed of four lines.
  • Each line contains either five or seven characters.

Phonological Patterns:

  • Specific phonological patterns must be followed within each line and across the lines.
  • Final characters in the second, fourth, and (optionally) first lines must rhyme.
  • The third line does not have rhyming constraints.

Tonal Patterns:

  • Poems must adhere to a prescribed tonal pattern.
  • Each character has one tone: Ping (level tone) or Ze (downward/oblique tone).

Language Use:

  • Poems must demonstrate concise and accurate use of language.
  • They should engage the reader or listener, stimulate imagination, and evoke emotions.

How to Read a Tang Poem: Sound Effects

Tones in Modern Chinese

Four tones in modern Mandarin Chinese

How to Read a Tang Poem: Sound Effects

Catcher: Historical Sounds

Tones in middle Chinese

Phonology of Middle Chinese

  • Level (平 píng)
  • Rising (上 shǎng)
  • Departing or going (去 qù)
  • Entering or checked (入 rù)

How to Read a Tang Poem: Sound Effects

Catcher: Historical Sounds

Tone Patterns: Level (平) tones and oblique (仄) tones

Phonology of Modern Chinese

  • First tone: Yin Level (陰平 yinpíng)
  • Second tone: Yang Level (陽平 yángpíng)
  • Third tone: Rising (上 shǎng)
  • Fourth tone: Departing or going (去 qù)
  • Disappeared in Mandarin: Entering or checked (入 rù)

Tone Patterns in Wang Wei’s Autumn Evening in the Mountain Retreat

Chinese Characters Pinyin Literal Translation Tone Type
zhú bamboo O
xuān noisy L
guī return L
huàn wash O
woman O
Chinese Characters Pinyin Literal Translation Tone Type
lián lotus L
dòng move O
xià down O
fish L
zhōu boat L

How to Read a Tang Poem: Language and Structure

Bamboo rustles as the washerwomen return, the lotus stirs as the fishing boats descend.

  • Words should not be repeated in a poem (in general).
  • Parallelism: Different words that are semantically parallel. (e.g. “The mountain is high, the valley is low.”)
  • Middle couplets, 2 and 3, are parallel, while the first and last are free.
  • Words are in the same position in the two halves of the couplet and must be syntactically or semantically parallel. Sometimes similar - birds and beasts - and sometimes opposite - mountains and valleys.
  • Look for yin and yang within each pattern.

How to Read a Tang Poem: Progression of Couplets

How Are the Lines Organized?

  • Exposition (qi) introduces images and themes
  • Elaboration of the theme (cheng),
  • The turn: Change in the direction;
  • Conclusion (he): a response, solution, answer.

Wang Wei’s “Autumn Evening in the Mountain Retreat”

After the new rain on the empty mountain,
the weather turns to autumn in the evening.
The bright moon shines between the pines,
and the clear spring flows over the stones.
Bamboo rustles as the washerwomen return,
and the lotus stirs as the fishing boats descend.
As the spring flowers fade at will,
the sons of kings may choose to stay.