S03: Mandate of Heaven

China to 1800

September 18, 2025

Group Lecture

Traditional Chinese Bells: Bianzhong of Marquis Yi

Recap

Costumed participants worship the Yellow Emperor, the traditional ancestor of all Chinese, during the Ching Ming tomb sweeping festival at his mausoleum in Huangling county, Shaanxi province in April. Photo: Reuters
  • Ideals of rulership: Virtue, rather than divine right by birth
  • Text vs. Artifact: Multi-linear, multiple origins of Chinese civilizations
  • Archaeology, myths, and nationalism: Revival of Yellow Emperor cults; Debates on Sanxingdui

Shang Religion: Sacrifices to “God”

  • The primary topic of oracle-bone inscriptions was royal sacrifice.
  • These sacrifices were closely tied to the religious beliefs of the Shang people, who had a complex pantheon.
  • The supreme deity was the “High God” (Shangdi or Di).
  • Despite their reliance on the High God, the Shang sometimes expressed uncertainty about the deity’s will, fearing potential disasters.

Late Shang as a Religion-focused State

  • For the Shang, the world was inhabited by spirits, not just natural features.
  • The Shang king ruled using shamanistic power to communicate with deities, often relying on animals depicted on bronze vessels for assistance.
  • Divination involved professionals, who played central roles in governance.

Time and place

Xia Dynasty:

  • Timeframe: Mythical period, no date in classical texts
  • Evidence: No clear specific archaeological evidence, but archaeological discovery of a large state (Erlitou) in the central plains that corresponds with ancient texts.
  • Legend: The last ruler, Jie, was considered a tyrant.

Shang Dynasty (1600–1050 BCE):

  • Evidence: The first dynasty with clear archaeological evidence.
  • Artifacts: Animal bones and inscriptions found in tombs at the ruins of Yin, the last capital, matching descriptions in ancient texts.

Zhou Dynasty (1050–221 BCE):

  • Founding: Named after King Wen, a Shang vassal who rose against the last Shang king, King Zhou.
  • Key Figures: King Wen and his son, King Wu (the Marshall), who defeated the Shang.
  • Duration: Lasted almost 800 years, making it one of the longest dynasties in Chinese history. It was a slow decline: the country divided into nearly autonomous feudal states with nominal allegiance to the emperor.

Importance of Archaeology

Until the late 19th century, the Shang Dynasty was still considered a legend.

Oracle bones with inscriptions
  • 1898: oracle bones with ancient Chinese writing discovered.
  • 1928: excavations at Anyang (the Shang capital) began.
  • 1986: discoveries of major bronze culture at Sanxingdui, Sichuan.

Key Questions

  • How to read a Chinese bronze? What can these objects tell us about social, political, and technological transformations from Shang to Zhou?
  • What is “mandate of heaven”? (What is it not?)
  • How did China become “Chinese”? Puzzle of Sanxingdui

Introducing the Hood Museum

Today’s Schedule

Time Group 1 Group 2
11:30-11:45 Lecture Lecture
11:45-12:05 Bronzes Discussion
12:05-12:25 Discussion Bronzes
12:25-12:35 Sanxingdui Sanxingdui

Centrality of Bronzes in Ancient China

Shared features

  • Strong government, urban centers, social classes, palaces, writing, rituals, art, and bronze work.

What’s distinctive about ancient China?

  • Bronze mainly used for ritual vessels, rather than welfare.
  • Rulers used bronze vessels to make offerings to ancestors, seeking favorable influence.
  • They symbolized the wealth and power of rulers and showcased advanced artistry.

Mao Gong Ding

  • Height: 53.8 cm, depth of belly: 27.2 cm,
  • diameter: 47 cm, weight: 34.7 kg
  • National Palace Museum, Taipei
  • King Xuan appointed his uncle, the Duke of Mao, to govern domestic and external affairs.
  • The vessel was cast to honor the Duke and record the kingdom’s history for posterity.

Mao Gong Ding text

The king said, “Father Yin! Now I appoint you to oversee the officials of the ministerial and historiographical departments, and to act as the assistant to the prime minister. You shall manage the affairs of the royal clans, oversee the officials, the young ones, the teachers, and the tiger soldiers, who are my close aides. With your clan, protect the king’s body. You shall enforce the laws and regulations. I bestow upon you […]

Minister Mao Yin, in response to the emperor’s graciousness, made a revered bronze cauldron to be treasured by his descendants forever.

Rise of Clans and Lineages

Mao gong ding
  • Introduction of clan names (or “surname” [xìng]) as a hallmark of their lineage system.
  • Lineages became social units that held land estates and people, competing for political power and economic interests.
  • Prestigious lineages of Zhou elites trace their history back to pre-dynastic times, when they split from the royal lineage.

Bureaucratization in Western Zhou

Mao gong ding rubbing
  • Official appointments by the Zhou king were regularly delivered in writing.
  • The Zhou king hosted rituals where written commands were pronounced by the Interior Scribe to appointees, who then inscribed these commands onto bronzes.
  • The process of royal appointments increasingly regularized, involving specific officials and standardized procedures.

Mandate of Heaven

Discuss: King Wen (Ode 235)

Selection from the Classic of Odes (Shijing)

  • What is the mandate of heaven?
  • What moral responsibilities do rulers need to fulfill?
  • What is the relationship between heaven (tian), god (di), and the Shang people?

Heaven’s Mandate

Term Chinese characters Translation
tian heaven
tianzi 天子 son of heaven
tianxia 天下 all under heaven
tianming 天命 mandate of heaven

King Wen (Ode 235): Stanza 1

King Wen is on high, Oh, he shines in Heaven! Zhou is an old people, but its Mandate is new. The leaders of Zhou became illustrious, was not God’s Mandate timely given? King Wen ascends and descends on the left and right of God.

What’s the relationship between god (di 帝) and heaven (tian 天)?

  • Though King Wen died, he lives in heaven.
  • Heaven is the name for the Zhou god and Di is the name of the Shang god.
  • Deliberately it conflates the God’s Mandate with Heaven’s Mandate, joining the gods of the two dynasties together.

King Wen (Ode 235): Stanza 4

August was King Wen, continuously bright and reverent. Great, indeed, was the Mandate of Heaven. There were Shang’s grandsons and sons, Shang’s grandsons and sons. Was their number not a hundred thousand? But the High God gave his Mandate, and they bowed down to Zhou.

  • The Shang weren’t just subdued; they submitted to the Zhou and accepted the new Zhou mandate from heaven.
  • Shang-Zhou transition as history

King Wen (Ode 235): Stanza 7

The Mandate is not easy to keep; may it not end in your persons. Display and make bright your good fame, and consider what Yin had received from Heaven. The doings of high Heaven have no sound, no smell. Make King Wen your pattern, and all the states will trust in you.

Note: Yin, the final capital of the Shang dynasty

  • The mandate is not a divine and unshakable right of the Shang purely by inheritance.
  • It is a given right that can be taken away and was taken away.
  • But how does god know?

Implications of the Mandate of Heaven

Implications for the rulers:

  • Prudent rulers monitored the skies and their subjects for signs of Heaven’s disapproval.
  • Some philosophers argued that people had the right to rebel against a bad king.

Limitations:

  • While often interpreted as a check on evil rulers, the mandate of heaven is used by later dynasties to justify their overthrow of the previous dynasty – but after the fact.
  • The Mandate of Heaven made historical events seem like the outcome of divine will. But if widespread opposition arose but the ruler suppressed it before being overthrown, the ruler could retain the Mandate.

Ritual Revolution

Shang

  • We must make offerings to ancestors to make them happy.

Zhou

  • How we behave is the standard by which we are judged.
  • Do we act according to the rules and rituals of heaven’s mandate?

Feng Youlan: “Ancient State, New Mandate”

Feng Youlan, Chinese philosopher, historian, and writer who was instrumental for reintroducing the study of Chinese philosophy in the modern era.

Most of the other ancient civilizations have now largely declined, but China continues to exist. Not only does it continue to exist, but it has also entered a socialist society. China is an ancient yet new country. There is a line in the Book of Songs that says, “Although Zhou is an old state, its mandate is renewed.” The characteristic of modern China is this combination of old state and new mandate.

Actvitiy

Reading a Bronze

Find a partner and pick an object:

Describe

  • What is this object? Where does it come from?
  • How was it made?
  • What’s the shape of the vessel? How is it related to its purpose?
  • What decorative elements – inscription, motifs, etc. – do you see?

Analyze

  • What was it used for?
  • What can it tell us about life back then?
  • Why is this piece important?
  • Choose another object. How are they similar/different?

Casting Bronze Vessels: The Piece-mold Process

Bronze Production: Social Organization

The decorations of early Chinese bronzes was executed directly into the model or modeled and cast into the bronze, not worked into the cold metal afterward.

  • What resources were needed for the bronze production?
  • What kind of craftsmen were needed?
  • How was their labor organized?

Bronze Production: Social Organization

To make the bronzes, a whole town would have been filled with artisans busy making bronze, with up to one hundred people for each job. Key roles included:

  • Artist
  • Tin Miner
  • Copper Miner
  • Forest Manager
  • Mold Maker
  • Smelter
  • Farmer
  • Cook
  • Boss

Discussion

Shang and Zhou Bronzes Compared

Two bronze ritual wine containers decorated with dragons and other animals, late Anyang period, c. 1100-1050 B.C.E. (right) and late Anyang period or early Western Zhou period, c. 1050 B.C.E. National Museum of Asian Art

Wine container (hu), China, early 5th century BCE, Metropolitan Museum of Art {height=400}

Taotie: Frontal animal-like mask

  • Prominent pair of eyes, often in high relief.
  • Nose between the eyes, sometimes with nostrils at the base.
  • Includes jaws and fangs, horns, ears, and eyebrows.
  • Various geometric patterns depicting dragons, birds, owls, tigers, bulls, snakes, rhinoceros, and other animals, both real and fantastical.

From Shang to Zhou: Decorative Changes

Shang:

  • Symmetry, frontality, and incised ornament.
  • Horizontal bands complement vessel contours.
  • Frequent use of frontal animal masks.

Zhou:

  • Western Zhou: Zoomorphic forms become more abstract, Shang motifs dissolve.
  • Eastern Zhou: Wave, interlace, and geometric patterns cover vessels.
  • Handles become sculptural, depicting beasts.

From Shang to Zhou: Material Changes

Shang Bronzes:

  • Shapes favored wine-related purposes.
  • Inscriptions were terse, identifying the owner or dedicatee.

Zhou Bronzes:

  • Fewer wine vessels produced: the Zhou thought Shang’s over-indulgence led to the loss of mandate of heaven.
  • New types of cooking and storage vessels introduced.
  • Vessels became status symbols, less focused on ritual.
  • Inscriptions became longer, extolling the owner’s achievements and lineage. They eventually disappeared, replaced by rich inlays.

Shang and Zhou Compared

Both Shang and Zhou are at the beginning of China’s history, but later dynasties would look to Zhou as the model for civilization, rather than Shang. Why?

Shang

  • (According to Zhou) Shang rulers became autocratic, incorporated di (god) into names of rulers and gave itself godlike privileges.
  • Extension of feudal lordship
  • Prognostication using oracle bones and use of expensive bronze vessels as symbol of legitimacy

Zhou

  • Declared themselves under heaven, subject to the same judgment of heaven.
  • Extension through lineage, but also through patronage (appointments outside the family line)
  • Written persuasion

Sanxingdui

Visit to Sanxingdui

Mystery man

Bronze standing figure

Bronze Standing Figure
Shang Dynasty ca.1600 - 1046 BC
Sanxingdui, Guanghan city, Sichuan Province
w48.5 x h260.8 cm (Complete)

Central Plains Thesis: No Longer Valid?

Shang culture zones
  • Civilization expanded continuously from the “Central Plain” (North China Plain).
  • This region corresponds roughly to present-day Henan Province, along the middle and lower reaches of the Yellow River.
  • The core Chinese population inhabited this central area.
  • Peripheral Regions: These areas were considered lands occupied by various groups of “barbarians.”

Discuss: External Worlds of late Shang

How were they related? How were they different?

Bronze standing figure
  • Sanxingdui’s cultural and religious system was significantly different from that of the Shang in the north.
  • At the same time, other bronze objects showed influence of Shang types, indicating some contact with the north and the middle Yangzi region to the east.

Debating the meaning of Sanxingdui

Sanxingdui site

The Sanxingdui culture represents southwest China. The Central Plains’ political centers are located in a fringe zone. However, it received cultural influence from the Central Plains and developed its unique style. As a result, the Sanxingdui culture is closely related to the cultures of the Central Plains but retains its features […]

The greatest thing about Chinese civilization is that it’s extremely inclusive. We can see that this civilization did not destroy each other, but absorbed and learned from each other so that a unified pattern was finally formed.

Source: Sanxingdui Ruins shed light on China’s cultural origins, China Network Television, Oct 15, 2022